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  1. LII
  2. Electronic Code of Federal Regulations (e-CFR)
  3. Title 17—Commodity and Securities Exchanges
  4. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  5. PART 201—RULES OF PRACTICE

17 CFR Part 201 - RULES OF PRACTICE

  • CFR
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  1. Subpart A [Reserved]
  2. Subpart B—Regulations Pertaining to the Equal Access to Justice Act (§§ 201.31 - 201.60)
  3. Subpart C [Reserved]
  4. Subpart D—Rules of Practice (§§ 201.100 - 201.900)
  5. Subpart E—Adjustment of Civil Monetary Penalties (§ 201.1001)
  6. Subpart F—Fair Fund and Disgorgement Plans (§§ 201.1100 - 201.1106)
Authority:
15 U.S.C. 77s, 77sss, 78w, 78x, 80a-37, and 80b-11; 5 U.S.C. 504(c)(1).

Sections 201.700 and 201.701 are also issued under sec. 916, Pub. L. 111-203, 124 Stat. 1376.

Source:
47 FR 610, Jan. 6, 1982, unless otherwise noted.

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